Financial Markets Authority - PDFSEARCH.IO - Document Search Engine

Financial Markets Authority
Results: 2356

#	Item
921	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]October 21, 2014 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-22 08:17:06 Investment Options Price Reporting Authority Securities Exchange Act Algorithmic trading U.S. Securities and Exchange Commission Market data International Securities Exchange Consolidated Tape Association Financial markets Financial economics Finance
922	d The Chair Date: 21 August 2013 ESMA[removed]Ms. Mary Jo White Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-04 14:24:55 Financial markets Financial regulation Corporate crime U.S. Securities and Exchange Commission European Securities and Markets Authority Derivative Esma Short Financial economics Finance Financial system
923	SR-BOX[removed]Page 45 of 54 EXHIBIT 5 New language Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 08:46:18 Finance Financial services Options Clearing Corporation Fee Broker-dealer Financial Industry Regulatory Authority Rebate Market liquidity Financial markets Financial economics Financial system
924	November 6, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-13 14:33:32 Investment Finance Market maker Financial Industry Regulatory Authority Order Option Flash Crash U.S. Securities and Exchange Commission Security Financial economics Financial markets Stock market
925	AFBS Comments FIDLEG/FINIG Key aspects General Basic Economic Principles: Clients’ Responsibility … Add to Reading List Source URL: www.swissbanking.org Language: English - Date: 2014-10-30 11:35:12 Finance Collective investment schemes Funds High-net-worth individual Wealth Markets in Financial Instruments Directive Wealth management Swiss Financial Market Supervisory Authority Financial institution Financial economics Financial services Investment
926	OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed] Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2014-03-27 12:17:19 Financial markets Finance United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Futures contract Options Price Reporting Authority Order Financial economics Stock market Investment
927	DEPARTMENT OF INSURANCE OFFICE OF THE COMMISSIONER Statutory Authority: 18 Delaware Code, Sections 311 and[removed]Del.C. §§311 and[removed]FINAL ORDER Add to Reading List Source URL: regulations.delaware.gov Language: English - Date: 2014-11-07 16:13:30 Financial markets Stock market Derivative Over-the-counter Hedge Credit risk Margin Futures contract Short Financial economics Finance Investment
928	AFBS Comments FIDLEG/FINIG Key aspects General Basic Economic Principles: Clients’ Responsibility … Add to Reading List Source URL: www.swissbanking.org Language: English - Date: 2014-10-30 11:35:12 Finance Collective investment schemes Funds High-net-worth individual Wealth Markets in Financial Instruments Directive Wealth management Swiss Financial Market Supervisory Authority Financial institution Financial economics Financial services Investment
929	AFBS Comments FIDLEG/FINIG Key aspects General Basic Economic Principles: Clients’ Responsibility … Add to Reading List Source URL: www.swissbanking.org Language: English - Date: 2014-10-30 11:35:12 Finance Collective investment schemes Funds High-net-worth individual Wealth Markets in Financial Instruments Directive Wealth management Swiss Financial Market Supervisory Authority Financial institution Financial economics Financial services Investment
930	-IIIMSRB Municipal Securities Rulemaking Board November 21, 2014 Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-24 11:23:28 Self-regulatory organizations United States securities law Stock market Financial markets Municipal Securities Rulemaking Board Bonds Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial economics Financial system Finance

UPDATE